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Catfish - imported

Pangasianodon hypophthalmus, Pangasius bocourti

Sometimes known as Basa, Swai, Tra, River Catfish

This Species is Farm Raised

Summary

Swai and Basa are river catfish, commonly sold as Pangasius, which are farmed in South and Southeast Asia, mostly in the Mekong River Delta region. Both Swai and Basa are native to the region and are mostly farmed in ponds. Pangasius are either fed commercial feed or a combination of commercial feed and traditional farm-made feed, with the latter containing high levels of “trash” fish which has a high (bad) feed conversion ratio. While government enforcement of farming practices is often weak, there is a growing recognition about the environmental cost of effluent discharge.



CRITERIONPoints
Inherent Operational Risks1.75
Feed2.25
Pollution0.75
Risk to Other Species2.00
Ecological Effects3.75
Final Score 2.10
Color
Final ScoreColor
2.60 - 4.00
2.20 - 2.59
1.80 - 2.19
1.40 - 1.79
0.00 - 1.39

Inherent Operational Risks

Core Points (only one selection allowed)

General System Design: An aquaculture system's design is a good overall proxy measure for the likely effect of the operation on the environment. For example, open systems (e.g., net pens and net cages) are more likely to have pollution, disease, and escape issues than closed systems (e.g., recirculating tanks). With shellfish, which don't require supplemental food input, the more important question is whether they are harvested on or off of the bottom.

1.00This species is raised in a high risk system (e.g., net pens; net cages).

2.00This species is raised in a moderate risk system (e.g., most ponds; raceways; bottom culture of mollusks).

Most (90%) Pangasius are farmed in ponds, with some also cultured in cages and fenced areas (FAO 2009; Corsin 2009, personal communication). Cages and fenced areas are found in freshwater rivers where negative effects of Pangasius aquaculture include the spread of pollution. The negative effects of pond culture are comparatively lower because ponds are detached somewhat from waterways.

The vast majority of Pangasius farming takes place in Viet Nam, and to a lesser degree in Thailand, Cambodia, and Bangladesh. Swai catfish now accounts for more than 95% of Viet Nam’s total farmed catfish (Anonymous 2006). In Thailand and Viet Nam, approximately 7 percent of rural households are engaged in aquaculture, often in Pangasius culture (Phillips 2002). In Viet Nam, 315,000 tonnes of catfish was cultured in 2004, representing approximately 60% of the total freshwater aquaculture production (FAO 2007). Production reached 1.1 million tonnes in 2008 (Corsin 2009, personal communication).

3.00This species is raised in a low risk system (e.g., re-circulating closed system; suspended culture of mollusks; zero-discharge ponds).

Points of Adjustment (multiple selections allowed)
-0.25Species is raised at a high stocking density; OR there is a high density of sites in the geographic region, with evidence of environmental impact.

In order to meet demands and because Swai and Basa can tolerate poor water quality, there has been a recent shift in some farms from low to high stocking density (FAO 2007; Trong et al. 2002). Both species can be successfully cultured at densities of up to 60 fish m-3 (Anonymous 2006), however, stocking densities of 20–25 fish m-3 are more commonly used (Trong et al. 2002). There is a high density of farms along parts of the Mekong River, so points were subtracted.

-0.25Operations do not incorporate best-available, cost-effective technology to reduce environmental impact.

While governments have provided technical assistance to farmers, little has been done to implement innovative culture methods (Sverdrup-Jensen 2002). Water quality testing equipment should be more widely distributed and incentive or certification programs should be implemented to reduce water pollution (Anonymous 2006).

-0.25There are no effective zoning or permitting practices for siting of facilities.

-0.25Government programs encourage expansion of high-impact systems.

+0.25Species is raised at a low stocking density OR there is a low density of sites in the geographic region, which results in minimal impact to the natural ecosystem.

+0.25Operations incorporate innovative culture methods that limit environmental impacts (e.g., polyculture).

Some small-scale operations culture Pangasius in polyculture with Nile Tilapia and Kissing Gourami (Trong et al. 2002, Anonymous 2006). Because this is not common practice, no points were added.

+0.25There are effective zoning or permitting practices for siting and operation of facilities (e.g., mandatory consideration of hydrographic characteristics; requirements for site rotation).

+0.25Government programs preferentially encourage the expansion of low-impact systems over high impact systems.

Governments in Southeast Asia have emphasized fish farming development as part of their policies to alleviate poverty and diversify use of rice fields (Sverdrup-Jensen 2002). These governments are promoting low-impact pond culture and effluent treatment ponds plus developing Good Aquaculture Practices to help reduce environmental impact (Corsin 2009, personal communication).


1.75Points for Inherent Operational Risks

Feed

Core Points (only one selection allowed)

Ecological Footprint of Feed: "Trash" fish, frequently used in developing countries, is an industry term used to refer to whole fish or fish parts fed to farmed fish without being processed into fish meal and fish oil. Twenty percent was selected as a cut-off because carnivorous species (e.g., salmon; eel; tuna; cobia; etc.) generally consume greater than twenty percent fish products (fishmeal, fish oil, or trash fish), while omnivorous or herbivorous species (e.g., catfish; tilapia; carps; etc.) consume less than twenty percent fish products.

1.00Typical aquaculture feed includes high levels of fishmeal, fish oil, or "trash" fish (i.e., >20% of the feed; e.g., salmonid feeds).

2.00Typical aquaculture feed includes moderate levels of fishmeal, fish oil, or "trash" fish (i.e., <20% of the feed; e.g., tilapia and catfish feeds).

Most farming operations for Pangasius use manufactured pellets, though some farms use home-made feed during the early stages of production or in combination with pellets (Corsin 2009, personal communication). Home-made feed is prepared by cooking rice, trash fish and/or vegetables (FAO 2007). Estimates of fish meal used in manufactured pellets range from 8 to 27 percent (Edwards et al. 2004). Often composed of bycatch and juveniles, trash fish used in the farm-made feed comes from nearby riverine and marine fisheries in Southeast Asia (Anonymous 2006). The farm-made feed is composed of between 20-30% trash fish, which are considered fully exploited (Anonymous 2006). Over 30 different species, including squid, crabs, anchovies, eel, and mackerel, are used as trash fish (Edwards et al. 2004). The Fish In: Fish Out ratio for Pangasius is generally around 0.7 (Corsin 2009, personal communication). Because most farming operations use manufactured pellets containing moderate levels of fishmeal, a score of 2 was awarded.

3.00No feed is used (e.g., mollusks and seaweeds) or typical aquaculture feed includes no fishmeal, fish oil, or "trash" fish (e.g., paddlefish; filter-feeding carps).

Points of Adjustment (multiple selections allowed)
-0.25When fish products are used, the major sources score low on the Wild-Caught Fisheries Ranking System.

-0.25Feed contains greater than 10% of fish products and public or private sectors are not working to reduce fish content in feed.

-0.25Feed conversion ratio (FCR) is high (i.e., >2.0; e.g., eel).

Pangasius fed manufactured pellets have an average FCR of 1.64 (FAO 2007). However, the FCR on farm-made feeds is considerably higher (>2) (Edwards et al. 2004, Anonymous 2006). Because most farms use manufactured pellets no points were subtracted.

-0.25Government policy promotes research, development and commercialization of carnivorous or other highly fishmeal-dependent species.

+0.25When fish products are used, the major sources score high on the Wild-Caught Fisheries Ranking System; OR the source is innovative and ecologically sound (e.g., fisheries byproducts); OR no feed is used.

+0.25Feed contains less than 10% of fish products OR public and private sectors are working to reduce the fish content in feed; OR no feed is used.

Pangasius can grow on manufactured feed with low (<10%) fish meal content (Sverdrup-Jensen 2002, Edwards et al. 2004). The private sector is reducing the amount of fish products in feed (Corsin 2009, personal communication), thus points were added.

+0.25Feed conversion ratio (FCR) is low (i.e., <1.3; e.g., salmon); OR no feed is used.

+0.25Government policy promotes research, development and commercialization of herbivorous species or other species not highly dependent on fishmeal.


2.25Points for Feed

Pollution

Core Points (only one selection allowed)

Typical effluent treatment procedures:

1.00Effluent is not treated before discharge (e.g., salmon net pens).

The majority of Pangasius farms in Southeast Asia are operated by small-scale farmers (FAO 2007). These low-tech operations occur in ponds and rivers where discharge is untreated. However, recent planning initiatives and regulations for the Mekong River Delta region indicate a push for more environmental protection and better safety standards (FAO 2008a,b).

2.00Effluent is partially treated before discharge (e.g., infrequently discharged effluent from catfish ponds).

3.00Effluent is substantially treated before discharge (e.g., recirculating shrimp systems; settling ponds; reconstructed wetlands); OR treatment is not necessary because supplemental feed is not used (e.g., molluscs or seaweeds).

Points of Adjustment (multiple selections allowed)
-0.25Operations have demonstrated negative impacts on water quality or sediment/benthic characteristics (e.g., elevated nutrient levels; algal blooms; altered benthic communities).

While cage and fence operations release effluent and waste into the surrounding waters, water quality is already very poor (Sverdrup-Jensen 2002; Phillips 2002). Because these operations do not have a major negative impact on the local water quality, no points were subtracted.

-0.25Pollutants (e.g., pesticides; parasiticides; antibiotics; plastic; nets; dead fish) are frequently discharged into the environment or otherwise not appropriately discarded.

Organic and chemical fertilizers are used in ponds, but are generally contained within the ponds and surrounding fields (Phillips 2002). There is recent evidence, however, that antibiotic resistance is increasing posing a threat to human health (Corsin 2009, personal communication), and thus points were subtracted.

-0.25Effluent regulations do not exist, are lax, or are poorly enforced, which allows for degradation of the aquatic environment.

-0.25Available technologies and practices to reduce or recycle waste (e.g., feed sensors; low-pollution feeds) are not used.

+0.25Operations generally improve water quality or sediment/benthic characteristics (e.g., oyster farms).

+0.25Chemicals (e.g., pesticides; parasiticides; antibiotics) are rarely or never used.

+0.25Robust water quality regulations exist (e.g., permits required; discharge caps; strong enforcement), and regular monitoring occurs.

+0.25Innovative methods and practices to reduce or recycle wastes are used (e.g., integrated systems; effluent and solid wastes used as terrestrial fertilizer); OR innovative methods and practices are not needed because raising this species does not create waste.

Small-scale ponds are viewed as a way to recycle nutrients and organic matter for local agriculture (Sverdrup-Jensen 2002). However, there are still concerns about effluent and wastes from fish raised in cages and fences (Phillips 2002). Therefore, no points were added.


0.75Points for Pollution

Risk to Other Species

Core Points (only one selection allowed)

Frequency and Impact of Escapes:

1.00Farmed species regularly or intermittently escape into the wild AND escapes are non-native to the area or otherwise pose a risk to native populations or ecosystems (e.g., most non-native fish raised in outdoor facilities).

2.00Escape frequency is not known OR farmed species is native to the area where it is raised and poses minimal risk to native populations or ecosystems (e.g., channel catfish in the US; most native mollusks).

Pangasius raised in the Mekong River Delta are native to Southeast Asia (Phillips 2002, Sverdrup-Jensen 2002). Escape of Pangasius occasionally occurs during floods, but the impact is minimal because hatchery-raised catfish are genetically similar to wild catfish (Anonymous 2006). However, as hatcheries begin selecting traits favorable for farming, escapes could become a bigger concern (Anonymous 2006).

3.00Farmed species never (or virtually never) escape to the wild (e.g., species is raised in bio-secure facilities).

Points of Adjustment (multiple selections allowed)
-0.25This farmed species has been known to survive in the surrounding ecosystem if it escapes; OR would likely survive given its physiological requirements.

-0.25This farmed species is known or is likely to compete with wild species for food or habitat if it escapes; OR this species is known or is likely to compromise the genetic integrity of the wild species (e.g., through spawning disruption, genetic introgression or establishment of feral stocks) if it escapes.

-0.25This farmed species is known or is likely to amplify and transmit disease or parasites to wild populations (e.g., infectious salmon anemia or sea lice infestations) if it escapes.

While the frequency of large-scale disease outbreaks has been rare, small outbreaks in pond farms have occurred (Sverdrup-Jensen 2002). Coupled with the occasional escape of farmed Pangasius, transfer of disease to wild population is possible.

-0.25Regulatory authorities are not adequately addressing the risks of escape or spread of disease associated with farming this species.

+0.25Rescore This farmed species has not been known to survive in the surrounding ecosystem if it escapes; OR would not likely survive given its physiological requirements; OR farmed species is a native mollusc.

+0.25Operations employ management protocols and techniques to limit the ecological impacts of escaped farmed fish (e.g., triploidy; sterilization); OR it's unlikely that escaped individuals will either compete with wild species for resources, or compromise the genetic integrity of wild species.

Because Swai and Basa are native to Southeast Asia, it is unlikely that escaped fish will compete for resources or compromise the genetic integrity of wild species (FAO 2007). However, as hatcheries begin selecting traits favorable for farming, escapes could negatively affect the genetic integrity of wild populations (Anonymous 2006).

+0.25Operations employ effective disease and parasite management protocols (e.g., fallowing of pens; retaining water when disease outbreak occurs); OR incidence of disease or risk of retransmitting disease is low.

+0.25Regulatory authorities are addressing the risks of escape and spread of disease associated with farming this species.


2.00Points for Risk to Other Species

Ecological Effects

Core Points (only one selection allowed)

Ecological sensitivity of site used for operations:

1.00Operations are generally located in areas of high ecological sensitivity (e.g., coastal wetlands; mangroves).

2.00Operations are generally located in areas of moderate ecological sensitivity (e.g., coastal and nearshore waters; rocky intertidal or subtidal zones; river or stream shorelines).

3.00Operations are generally located in areas of low ecological sensitivity (e.g., land that is less susceptible to degradation such as land formerly used for agriculture or land previously developed).

Most Pangasius are farmed in ponds that are converted from land previously used for agriculture (FAO 2007; Corsin 2009, personal communication). However, a small percentage of farms are situated on land that was cleared. Most of the Pangasius imported to the U.S. comes from the Mekong River Delta region. Water quality in this region is generally poor because of silting and insufficient waste treatment (Sverdrup-Jensen 2002; Phillips 2002). In addition, the impact of dams along the Mekong River and its tributaries on water flow and fish migration can create problems for rural households down-river (Sverdrup-Jensen 2002).

Points of Adjustment (multiple selections allowed)
-0.25Farming this species causes substantial damage to surrounding habitat, ecosystem or other resources (e.g., groundwater depletion; stream diversion; saltwater intrusion; soil salinization; loss of habitat for juvenile fish; loss of flood control; dredging hard bottoms; etc.).

-0.25Harmful or lethal predator deterrents are used (e.g., bird/seal shootings; acoustic deterrent devices); OR operation otherwise harms wildlife (e.g., dolphin/seal entanglement; disrupting migration routes; bird/animal shooting).

-0.25If seed is collected from wild sources, the intensity of collection is high enough to result in depletion of brood stock, wild juveniles, or associated non-target organisms (e.g., collection of postlarvae shrimp).

-0.25Government policy encourages aquaculture operations to locate or expand in areas of high ecological sensitivity.

+0.25Operations enhance habitat structure or function (e.g., constructed wetlands).

+0.25Predator deterrents are not used OR predator deterrents are used but are not harmful or lethal (e.g., predator exclusion nets), AND operation does not otherwise harm wildlife.

Predator deterrents are not used when farming Pangasiuis (Corsin 2009, personal communication)

+0.25Seed comes predominantly from hatcheries or on-farm sites (e.g., seed for trout); OR if seed is collected from the wild, it does not deplete brood stock, wild juveniles, or associated non-target organisms (e.g., collection of oyster or mussel spat).

Until recently, young Pangasiuis were collected from wild populations in the Lower Mekong (Chheng et al. 2005; Anonymous 2006). This practice is changing, however, and there is a growing trend toward artificial propagation of Pangasius to produce fry and fingerlings (Trong et al. 2002). Today most Pangasiuis farmers use hatchery seed (Corsin 2009, personal communication).

+0.25Government policy encourages the growth of aquaculture operations in areas of low ecological sensitivity; OR protects sensitive habitats from aquaculture operations (e.g., prohibitions on cutting mangroves).

Governments in Southeast Asia are promoting development fish farming ponds in rice fields as a way to diversify land use and alleviate pressure on the Mekong River (Sverdrup-Jensen 2002).


3.75Points for Ecological Effects

Reference

Anonymous. 2006. Guidelines for Environmental Management of Aquaculture Investments in Vietnam. World Bank. 236 p. Available at: http://library.enaca.org/shrimp/publications/Guidelines_Environment_Management_of_Aquaculture_Investments_in_Vietnam.pdf

Anonymous. 2008a. Decision No. 102/2008/QD-BNN approving the planning on development of the production and sale of “tra catfish” in the Mekong River delta region up to 2010, and orientations towards 2020. Available at: http://www.fao.org/fishery/shared/faolextrans.jsp?&xp_faoLexLang=E&xp_lang=en&xp_ISIS_MFN=084419

Anonymous 2008b. Decision No. 70/2008/QD-BNN promulgating the Regulation on management of “tra catfish” rearing zones and establishments. Available at: http://www.fao.org/fishery/shared/faolextrans.jsp?&xp_faoLexLang=E&xp_lang=en&xp_ISIS_MFN=081589

Chheng, P., Thang, T.B., Baran, E., Vann, L.S. 2005. Biological reviews of important Cambodian fish species, based on FishBase 2004, Volume 1. WorldFish Center, Phnom Penh (Cambodia). Available at: http://www.worldfishcenter.org/resource_centre/Chheng_2005_Biology_vol%201.pdf

Corsin, F. 2009, Senior Aquaculture Advisor, World Wildlife Fund, Vietnam.

Edwards, P., L.A. Tuan, and G.L. Allen. 2004. A survey of marine trash fish and fish meal as
aquaculture feed ingredients in Vietnam. ACIAR Working Paper No. 57. Australian Centre for International Agricultural Research. 56 p. Available at: http://www.aciar.gov.au/publication/WP57

Food and Agriculture Organization of the United Nations (FAO). 2007. Economics of aquaculture feeding practices in selected Asian countries. Hasan, M.R. (ed.) In: FAO Fisheries Technical Paper (FAO), no. 505 / FAO, Rome (Italy). 205 p. Available at: ftp://ftp.fao.org/docrep/fao/010/a1456e/a1456e.pdf

FAO. 2009. National Aquaculture Sector Overview: Viet Nam. Available at: http://www.fao.org/fishery/countrysector/naso_vietnam/en

Phillips, M. J. 2002. Fresh water aquaculture in the Lower Mekong Basin. MRC Technical Paper
No. 7, Mekong River Commission, Phnom Penh. 62 pp. Available at: http://www.mrcmekong.org/download/free_download/Technical_paper7.pdf

Sverdrup-Jensen, S. 2002. Fisheries in the Lower Mekong Basin: Status and Perspectives. MRC
Technical Paper No. 6, Mekong River Commission, Phnom Penh. 103 pp. Available at: http://www.mrcmekong.org/download/free_download/Technical_paper6.pdf

Trong, T.Q., N.V. Hao, and D. Griffiths. 2002. Status of Pangasiid aquaculture in Viet
Nam. MRC Technical Paper No. 2, Mekong River Commission, Phnom Penh. 16 p. Available at: http://www.mrcmekong.org/download/free_download/Technical_paper2.pdf

Fish Key

Species is relatively abundant, and fishing/farming methods cause little damage to habitat and other wildlife.
Species has medium to high levels of abundance, or fishing/farming methods cause some damage to the environment.
Some problems exist with this species' status or catch/farming methods, or information is insufficient for evaluating.
Species abundance is generally low, or fishing/farming methods typically have large environmental impact.
Species has a combination of problems such as overfishing, high bycatch, and poor management; or farming methods have serious environmental impacts.
A fishery targeting this species has been certified as sustainable and well managed to the Marine Stewardship Council's environmental standard. Learn more at www.msc.org.
These fish contain levels of mercury or PCBs that may pose a health risk to adults and children. Please refer to http://www.edf.org/seafood for more details.